Regulation
Navigating Regulatory Waters: SEC’s Wells Notice to Uniswap and Its Impact on DeFi — The Crypto Exchange | Pepe Troutman
In this episode of The Crypto Exchange, Ethan Ostroff, partner at Troutman Pepper, welcomes his colleague Trey Smith to discuss the recent Wells warning issued by the Securities and Exchange Commission (SEC) to Uniswap, a major decentralized exchange.
Ethan and Trey examine the potential consequences of this warning, which is generally a precursor to enforcement action. The two highlight the importance of the SEC’s shift in regulatory focus
In this episode of The Crypto Exchange, Ethan Ostroff, partner at Troutman Pepper, welcomes his colleague Trey Smith to discuss the recent Wells warning issued by the Securities and Exchange Commission (SEC) to Uniswap, a major decentralized exchange.
Ethan and Trey examine the potential consequences of this warning, which is generally a precursor to enforcement action. The two highlight the importance of the SEC’s shift in regulatory focus towards decentralized finance. They further highlight the importance of this development for the broader digital assets sector. See less-